State of the Art, Current Perspectives, and Controversies of Budd-Chiari Syndrome: A Review

c Corresponding Author: Paschalis Gavriilidis, Department of HBP Surgery, University Hospitals Coventry and Warwickshire NHS Trust, Clifford Bridge Road, Coventry CV2 2DX, UK. Email: moc.oohay@sidileirvagp

Received 2022 Apr 12; Accepted 2022 Apr 25. Copyright 2022, Gavriilidis et al.

This article is distributed under the terms of the Creative Commons Attribution Non-Commercial 4.0 International License, which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Associated Data

The authors declare that data supporting the findings of this study are available within the article.

Abstract

Background

Budd-Chiari syndrome (BCS) is an eponym that includes a group of conditions characterized by partial or complete hepatic venous tract outflow obstruction, and the site of obstruction may involve one or more hepatic veins, inferior vena cava, or the right atrium. The classification of BCS is based on etiology, site of obstruction, and duration. Its etiology is very heterogeneous; in particular, hepatic vein thrombosis is the most common type of obstruction and myeloproliferative disorder, the most common thrombophilic disorder, in the West. In Asian countries, the type of obstruction, thrombophilic disorders, clinical features, and treatment strategies vary widely from region to region. Although the cause can be identified in 90% of patients with the help of gene mutation testing, BCS remains under-recognized in many countries. A higher prevalence of acute cases has been reported in the West than in the East. This global and regional heterogeneity raises several challenges regarding the evaluation, management strategy, and individualized approach of BCS. This study aimed to conduct a systematic review of BCS to elucidate treatment strategy options.

Methods

PubMed, Embase, Cochrane Library, and Google Scholar databases were searched systematically.

Results

Sixty-nine pertinent articles were retrieved and included in the present study.

Conclusions

Further research on the following three topics would help define individualized treatment strategies. The first is a better understanding of the molecular pathways underlying the thrombophilic conditions implicated in the pathogenesis of BCS. The second is the role of the genotype and gene mutations in the determination of coagulation status of patients with BCS. The third is the definition of clear criteria and development of a common prognostic index to risk stratify the patients at presentation and consequently detect candidates for invasive therapies.

Keywords: Budd-Chiari syndrome, Hepatic outflow obstruction, Hepatic vein thrombosis, Vascular liver diseases, Transjugular intrahepatic portosystemic shunt, Liver transplantation, Systematic review

Introduction

Budd-Chiari syndrome (BCS) is an eponym describing a heterogeneous group of complete or partial hepatic venous tract outflow obstruction conditions, regardless of the type of mechanism. Any complete or partial hepatic venous outflow obstruction leads to increased hepatic sinusoidal pressure which results in liver congestion and portal hypertension. This leads to hepatocyte hypoxia and dysfunction. If the condition remains under-recognized and the obstruction is not corrected in a timely manner, this can lead to hepatocyte necrosis, progressive centrilobular fibrosis, nodular regenerative hyperplasia, and ultimately cirrhosis [1-4]. Therefore, if the hepatic flow is restored either by development of the portal venous collateral system or by creation of a portosystemic shunt, the hepatic sinusoidal pressure will be reduced drastically [5]. Thus, treatment strategies should be based on detailed knowledge of the underlying etiological factors, clinical presentation, and baseline liver function.

Materials and Methods

Literature search strategy

A literature search was performed from inception until November 2021 in Medline (PubMed), Embase, Cochrane Library and Database for Systematic Reviews (CDSR), Google Scholar, and National Institute for Health and Clinical Excellence (NICE) databases using free text and MeSH terms (Budd-Chiari syndrome, hepatic outflow obstruction, hepatic vein (HV) thrombosis, vascular liver diseases, transjugular intrahepatic portosystemic shunt, liver transplantation (LT), and systematic review). References cited in the retrieved articles were manually checked for further analysis. Any disagreements between the authors were resolved by consensus.

Question

What is the current state of assessment, risk stratification, and medical and surgical treatment strategies for patients with BCS and what issues remain unsolved? What are the future research directions in the management of patients with BCS that may maximize the application of their individualised treatment?

Results

Sixty-nine pertinent articles were retrieved and included in the present study, including 32 reviews [1-4, 6-33], 32 retrospective [34-64], four prospective [65-68], and one experimental studies [5] ( Fig. 1 ). Due to the large number of included reviews and great heterogeneity of retrospective and prospective studies, meta-analysis was not performed.

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Diagram of the search strategy.

Discussion

Characteristics of BCS

Epidemiology

In 2019, a meta-analysis on the epidemiology of BCS reported an incidence and prevalence rate of 0.168 - 4.09 and 2.40 - 33.10 per million, respectively. The absolute pooled incidence rate was lower in Asia than in Europe (0.469 - 2.0 per million). However, the above results should be treated cautiously because they were based on only two Asian and four European studies [14]. In the future, well-designed studies are required to detect precise epidemiological data.

Etiology

It has been reported that 75% of primary BCS cases are caused by prothrombotic conditions [7, 34]. These are divided into acquired and inherited types. The most common causes of acquired prothrombotic conditions of primary BCS are BCR-ABL-negative myeloproliferative neoplasms (MPNs), idiopathic myelofibrosis, and essential thrombocythemia. The factor V Leiden mutation, G20210A prothrombin gene mutation, and inherited protein S and C deficiencies are the most common inherited prothrombotic conditions of primary BCS. Of note, the incidence rate of MPNs is low among Chinese patients with BCS [7-9, 34].

It has been reported that 30-50% of patients with BCS are diagnosed with the JAK2 V617F mutation. Therefore, routine screening for JAK2 V617F may contribute to the early diagnosis of MPNs in BCS patients [10].

Membranous occlusion of the HV and/or inferior vena cava (IVC) is more common in Asian patients than in Western patients [11].

Membranous obstruction of the inferior vena cava (MOVC) predominantly affects the hepatic portion of IVC. The main cause is considered to be bacterial infection, and its prevalence is higher in developing countries than in the West. It has been reported that it is more frequently associated with hepatocellular carcinoma (HCC) than classic cases of BCS. Based on the above data, BCS and MOVC should be considered as two separate clinical entities and should be managed accordingly. Thus, a new disease concept has been proposed for MOVC “obliterative hepatocavopathy” [12-15]. There are two opposing theories regarding the pathogenesis of MOVC: congenital vascular malformation and thrombotic theory.

Recently, Shrestha et al suggested that MOVC is caused by bacteria-induced thrombophlebitis [14]. Mechanical disruption or stenting of the obstructed IVC and/or HVs may restore hepatic outflow, closely mimicking normal physiology [11].

It has been reported that 6-47% of women with BCS manifest during pregnancy. BCS has also been reported as a cause of primary infertility. Shukla et al, from Mumbai, India, reported that the prevalence rate of primary infertility was 25% in women with BCS and 6.3% in the general population. Of note, during pregnancy, heparin is preferred to warfarin because it does not cross the placenta [16, 35-37].

Clinical presentation

The clinical presentation of BCS varies widely from fulminant to asymptomatic presentations. The principal hallmark features of BCS are hepatomegaly, ascites, abdominal pain, and the presence of dilated superficial abdominal wall veins. Manifestation of clinical signs and features mainly depends on the degree of involvement of HVs and IVC. Fulminant presentation occurs when all three HVs are obstructed, and its incidence rate is very low [38].

There is a discrepancy in the prevalence rate between the West and East; acute presentation more commonly occurs in the West, whereas in the East, chronic presentation is more common, and its duration may expand from 6 months to 30 years. Furthermore, 15% of the cases are completely asymptomatic and diagnosed incidentally during the evaluation of chronic liver diseases or abnormal liver function tests (LFTs) [17, 39, 40]. In general, laboratory results are not specific; however, high protein concentrations may be detected in ascitic fluid. However, some adolescent patients may present with hepatomegaly without ascites; this is due to more efficient portal system decompression due to collateral formation secondary to potent angiogenic factors during adolescence [18]. Variceal bleeding may occur in 5-21% of cases and portal vein thrombosis in 15% of cases. Notably, some of the cases may regard the acute-on-chronic phenomenon which is secondary to the new thrombus superimposed on underlying chronic stenosis or obstruction. Pathologic examination can diagnose layers of thrombi of different ages. Acute chronic liver failure can be classified into three types: fulminant, acute, and subacute [19-21]. Therefore, although BCS has a low incidence rate, it should be considered in the differential diagnosis of any form of unexplained acute or chronic liver disease.

Classification

The classification of BCS is based on the following three pillars: etiology, level of obstruction, and duration of disease.

Based on etiology, BCS is classified into primary which includes intravenous thrombosis, webs, and endophlebitis, and secondary which includes tumors, parasitic cysts (echinococcosis), and abscesses that compress the venous system [11].

So far, there has been no common classification for use, and two classifications have been proposed based on the site of obstruction. Type I refers to obstruction of the IVC with or without secondary HV occlusion, whereas type II refers to the HV obstruction without IVC obstruction or compression. In addition, one contained three types and the other four types of BCS. Therefore, liver surgeons from centers of expertise should develop a single classification for better communication between the authors ( Tables 1 and ​ and2; 2 ; Figs. 2 and ​ and3) 3 ) [3, 22, 41].

Table 1

Three Types of BCS Based on the Level of Obstruction
TypeLevel of obstruction
IObstruction of IVC with or without secondary hepatic vein occlusion
IIObstruction of major hepatic veins
IIIObstruction of the small centrilobular venules (considered by some as veno-occlusive disease)

Reprinted with permission from Reference 3. BCS: Budd-Chiari syndrome; IVC: inferior vena cava.

Table 2

Four Types of BCS Based on the Level of Obstruction
TypeLevel of obstruction
IHepatic vein obstruction or thrombosis without IVC obstruction or compression
IIHepatic vein obstruction or thrombosis with IVC obstruction or thrombosis
IIIIsolated hepatic venous webs
IVIsolated IVC webs

Reprinted with permission from Reference 3. BCS: Budd-Chiari syndrome; IVC: inferior vena cava.

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Types of Budd-Chiari syndrome according to levels of obstruction in Table 1 . Type I: (Truncal) obstruction involves the IVC ± HVs. Type II: (Radicular) with obstruction at the level of HVs. Type III: (Veno-oclusive) obstruction at the level of small centrilobular veins. HV: hepatic vein; IVC: inferior vena cava.

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Types of Budd-Chiari syndrome according to levels of obstruction in Table 2 . Type I: Hepatic vein obstruction or thrombosis without IVC obstruction or compression. Type II: Hepatic vein obstruction or thrombosis with IVC obstruction or thrombosis. Type III: Isolated hepatic venous webs. Type IV: Isolated IVC webs. RHV: right hepatic vein; MHV: middle hepatic vein; LHV: left hepatic vein; IVC: inferior vena cava.

Based on the clinical features of onset and duration of disease, BCS is classified into fulminant, acute, subacute, and chronic ( Table 3 ) [3, 22, 41]. In particular, fulminant is defined as any occurrence of hepatic encephalopathy within 8 weeks from the diagnosis of icterus. Acute is defined as any duration of less than 1 month with features of ascites and hepatic necrosis but without formation of venous collaterals. The subacute has an insidious onset and its duration lasts from 1 to 6 months with ascites, minimal hepatic necrosis, and development of portal and hepatic venous collaterals. Chronic is defined as any BCS that lasts for more than 6 months ( Table 3 ) [22, 41]. Furthermore, acute-on-chronic liver failure (ACLF) can be classified into three types. In particular, type A was characterized by pathological findings of acute HV thrombosis or blockage of the stenting device. In type B, non-thrombotic acute episodes trigger an acute-on-chronic episode in a chronic BCS, and in type C, acute HV thrombosis triggers acute chronic episodes in non-vascular chronic liver disease ( Table 4 ) [11].

Table 3

Classification of BCS According to the Duration of Disease
TypeDuration of disease
FulminantPresent with hepatic encephalopathy within 8 weeks of development of jaundice
AcuteShort duration (< 1 month), ascites, hepatic necrosis without formation of venous collaterals
SubacuteInsidious onset (1 - 6 months), ascites, minimal hepatic necrosis, and portal and hepatic venous collaterals
Chronic(> 6 months) Complications of cirrhosis in addition to findings in the subacute form

Reprinted with permission from Reference 3. BCS: Budd-Chiari syndrome.

Table 4

Types of Acute on Chronic BCS
TypePathologyManagement
AAcute hepatic vein thrombosis or stent block precipitates ACLF in a BCSUrgent recanalization as per anatomy operations: 1. Thrombectomy or thrombosis with stenting; 2. HV stenting; 3. TIPSS
BNon-thrombotic acute insult precipitates ACLF in a chronic BCSB1: BCS treated successfully previously, treat like any other ACLF
B2: BCS untreated previously: 1. Treatment of BCS after recovery from acute insult; 2. Liver transplant
CAcute hepatic vein thrombosis precipitates ACLF in a non-vascular chronic liver diseaseOperations: 1. Thrombectomy or thrombosis with stenting; 2. HV stenting; 3. Liver transplant

Reprinted with permission from Reference 11. ACLF: acute-on-chronic liver failure; BCS: Budd-Chiari syndrome; HV: hepatic vein; TIPSS: transjugular intrahepatic portosystemic shunt.

Prognostic indices for BCS

As with any other clinical entity similar to BCS, the need to quantify the disease severity and to identify patients at risk for disease progression, and increased morbidity and mortality make liver surgeons from the centers of excellence to develop prognostic indices. To date, there are five prognostic scores: the Clichy, New Clichy, Rotterdam, BCS-transjugular intrahepatic portosystemic shunt (TIPSS), and All India Institute of Medical Sciences Hepatic Venous Outflow Tract Obstruction (AIIMS-HVOVTO) scores ( Table 5 ) [11, 42-45].

Table 5

Prognostic Indices for BCS
Prognostic indexParametersFormulaInterpretation
ClichyAscites, Child-Pugh score, age, creatinine(Ascites score × 0.75) + (Pugh score × 0.28) + (Age × 0.037) + (Creatinine × 0.0036)5-year survival
< 5.4: 95%
> 5.4: 62%
New Clichy scoreAscites, Child-Pugh score, age, creatinine, pathological form (acute, chronic, or both)0.95 × Ascites score + 0.35 × Pugh score + 0.047 × Age + 0.0045 × Serum creatinine + (2.2 × form III)5-year survival
< 5.1: 100%
> 5.4: 65%
Rotterdam scoreEncephalopathy, ascites, prothrombin time, bilirubin(1.27 × Encephalopathy) + (1.04 × Ascites) + (0.72 × Prothrombin time) + (0.004 × Bilirubin)5-year survival
Class I (0 - 1.1): 89%
Class II (1.1 - 1.5): 74%
Class III (> 1.5): 42%
BCS-TIPSS scoreBilirubin, age, INRAge (years) × 0.08 + Bilirubin (mg/dL) × 0.16 + INR × 0.631-year OLT-free survival
< 7: 95%
> 7: 12%
AIIMS-HOVTO scoreResponse to therapy and Child-Pugh score1.2 × Response to therapy + 0.8 × Child class5-year survival
< 3: 92%
3.1 - 4: 79%
> 4: 39%

Reprinted with permission from Reference 11. AIIMS-HVOTO: All India Institute of Medical Sciences Hepatic Venous Outflow Tract Obstruction; BCS: Budd-Chiari syndrome; INR: international normalized ratio; OLT: orthotopic liver transplantation; TIPSS: transjugular intrahepatic portosystemic shunt.

The first prediction score was developed by the Clichy team to predict mortality in patients managed either medically or surgically with portosystemic shunts. They concluded that both treatments do not influence survival and have a poor prognosis in patients with scores > 5.4 [42]. Consequently, the same team further validated their prognostic index by adding a new parameter to pathological findings in the liver at the time of the first diagnosis. In particular, the morphological findings were classified into three types. They identified that type III, which included both chronic and acute morphological findings, simultaneously demonstrated significantly worse prognosis compared to patients with type I (acute HVOTO) and type II (chronic) BCS. Notably, both scores demonstrated similar prognostic accuracy [11].

Rotterdam score based on patients who underwent medical, TIPSS, or portosystemic shunts. This demonstrated that patients of class II who underwent surgical portosystemic shunts had improved survival compared to class I and II patients ( Table 5 ) [43].

The BCS-TIPSS score was based on the results of 106 consecutive patients who underwent TIPSS and were followed up until orthotopic LT or demise. A BCS-TIPSS score > 7 is considered an indication for LT ( Table 5 ) [43].

AIIMS-HVOTO was developed in 233 patients who underwent angioplasty/stenting as first-line treatment. Consequently, if the above treatment failed, TIPSS will be performed. The principal message of the above score is that even in patients with remarkably deranged LFTs, endovascular interventions essentially improve survival in patients with BCS ( Table 5 ) [45].

Rautou et al reported that all prognostic indices can be used as valid predictors in clinical studies; however, these are insufficient tools for individualized treatment management of BCS patients [46].

Principles of management and outcomes of BCS

Prior to designing any treatment strategy, the following data are needed to design an individualized stepwise approach: in particular, the presence and size of intrahepatic venous collaterals; second, permeability status of the IVC; third, permeability status of intra- and extrahepatic portal veins; and fourth, data on the size of the caudate lobe vein and accessory HVs [23].

The treatment approach for BCS is stepwise and includes the following therapeutic options. First-line treatment is anticoagulation therapy; however, associated liver dysfunction coagulopathy makes coagulation function unpredictable in BCS patients. At the present is followed the treatment protocol as in deep venous thrombosis. It is prescribed low-molecular weight heparin (LMWH) for at least 5 - 7 days and life-long administration of warfarin, aiming at an international normalized ratio (INR) of 2-3. Only 15-20% of patients respond to medical therapy, and the rest are candidates for additional therapies such as catheter-directed thrombolysis, mechanical thrombectomy, angioplasty, stenting, creation of TIPSS, and LT [11, 24, 25] ( Fig. 4 ).

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Diagram of stepwise therapeutic approach of BCS. BCS: Budd-Chiari syndrome.

Acute BCS

In acute BCS, catheter-directed thrombolysis is the treatment of choice, but whether to proceed with pharmacological or mechanical thrombolysis depends on the age of the thrombus and the pharmacological agents used. In cases with hyperacute thrombi, pharmacological thrombolysis alone is effective [25].

There is scarce evidence regarding the use of TIPSS in patients with acute BCS. He et al reported that 37 patients with acute BCS underwent TIPSS with 100% technical success. There was a significant reduction in the portosystemic pressure gradient (PSPG), LFTs, and serum bilirubin levels [26]. In contrast, Mancuso et al reported a mortality rate of 50%. Four out of eight patients with acute BCS who underwent TIPSS died soon after the procedure [47].

Chronic BCS

Patients with chronic BCS are stratified mainly into two cohorts, and their treatment is tailored accordingly. One cohort included those with membranous or short segment occlusion of the HVs and/or IVC; the treatment of choice for them was angioplasty with or without stenting. Stenting is indicated in cases of residual stenosis following angioplasty. The second cohort included patients in whom all HVs were replaced by intrahepatic collaterals. In such cases, angioplasty is not suitable, and the treatment of choice is TIPSS [24, 25]. Doppler ultrasonography (US) and magnetic resonance (MR) venography were used to assess the response to intervention. Reductions of ascites and size of the caudate lobe are criteria for successful intervention [48, 65].

ACLF in BCS

ACLF is defined as any occurrence of hepatic disease manifesting with ascites, icterus, coagulopathy, and encephalopathy in patients with previously diagnosed or undiagnosed chronic liver disease or cirrhosis [27]. Based on the underlying liver disease and acute episode, ACLF can be classified into three types ( Table 4 ) [11, 27]. Patients with types A and C are suitable for the treatment of thrombolysis or thrombectomy with stenting and TIPSS. Patients with type B ACLF should be treated as in any other ACLF. When the above interventions fail, LT is an alternative [49].

Acute liver failure (ALF) secondary to BCS

The prevalence of ALF was very low. Data based on two case series reported it for 0.9-15% of all cases of ALF [38, 50]. The US ALF study group reported 20 cases of ALF due to BCS in a total of 2,344 enrolled cases. The most common trigger factor was polycythaemia vera, and the majority were Caucasian females (84%) [50]. TIPSS is the first treatment option, with a reported survival of 50-80%. Simultaneously, the patients should be listed for emergency transplantation in cases of TIPSS failure [44].

Controversies in the management of BCS

Angioplasty alone vs. routine stenting

It has been reported that the incidence of restenosis after angioplasty recanalization is approximately 50% [28]. A recent randomized controlled trial (RCT) demonstrated that the cohort of patients with routine stenting had a significantly lower incidence rate of restenosis and symptom recurrence rate compared to a cohort of angioplasty alone [66].

Another topic of debate is the incidence rate of post-procedural hepatic encephalopathy after derivative treatments. The evidence further demonstrates that angioplasty without creating a bypass around the liver spares patients from complications of hepatic encephalopathy [51, 67].

TIPSS procedure

Endovascular procedures are considered as treatment options when medical treatments and angioplasty recanalization fail to alleviate portal hypertension complications and improve liver function. Moreover, early TIPSS as a first-line treatment is considered in cases with refractory portal hypertension [29, 68]. However, evidence regarding its survival benefits remains controversial [30, 52].

TIPSS in patients with BCS is technically more demanding because of obstructed HVs compared to cirrhotic patients. The procedural complication rate ranges from 0% to 56% [31]. Furthermore, pulmonary hypertension and right cardiomyopathy are absolute contraindications for TIPSS. Although the incidence rate of the above diseases is lower in patients with BCS than in those with cirrhosis, a 2D echocardiogram is required to risk stratify patients for cardiac decompensation [53, 54].

The shunt dysfunction rate between bare and covered shunts remains controversial. Bare shunts were reported to be 60-80% at 1-year post procedure [54], whereas polytetrafluoroethylene (PTFE)-covered stents were reported to have significantly better dysfunction rates [54, 55]. The patency rate of PTFE-covered stents is significantly lower in patients with BCS than in those with cirrhosis [55].

Tripathi et al reported primary patency rates at 5 years of 27% for bare stents and 70% for covered stents. In addition, the reintervention rate was 100% for bare stents and only 20% for covered stents [67].

Another topic of debate concerns the adequate size of the TIPSS. The size is directly proportional to the degree of portal decompression. A post-TIPSS portosystemic gradient of 12 mm Hg can be achieved with a 10 mm stent with a low risk of hepatic encephalopathy. Patients with BCS can tolerate a 10 mm shunt better than cirrhotic patients because of the smaller degree and extension of cirrhosis [55-57]. In patients with model for end-stage liver disease (MELD) scores > 14 and > 10, the PSPG should remain > 5 mm Hg to avoid post-TIPSS medically uncontrolled low-pressure gradient complications [58]. Post-TIPSS has been reported to be 25% for covered stents [45, 57, 68]. Liver failure usually occurs after TIPSS, with a two- to three-fold increase in LFTs and serum bilirubin. However, within 2 weeks it usually resolves thanks to the hepatic artery buffer response [59].

Assessment of coagulation and anticoagulation status

Crucial questions that need to be answered when assessing coagulation status are: First, can we rely on conventional tests to evaluate the coagulation status? Second, is the reliable indicator of INR for monitoring the effect of anticoagulants? Third, is there an evidence-based answer to the dilemma when to start anticoagulants in the presence of esophageal varices? Fourth, between vitamin K antagonist (VKA) anticoagulants and direct-acting anticoagulants (DACs) which are the preferred anticoagulants for long-term anticoagulation?

A total of 80% of BCS cases are associated with prothrombotic conditions. Using a stepwise approach, treatment anticoagulation therapy is the first-line treatment. However, only 10-20% of patients with BCS treated medically do not require any additional therapy. The time span for awaiting response to medical therapy usually extends from 2 weeks to 2 months [7, 60]. In cases of recent thrombosis and urgent need for anticoagulation, management of high-risk varices with beta-blockers may permit the application of the therapy. INR is not an accurate indicator of coagulation status in patients with BCS with thrombophilic conditions and associated liver dysfunction-related coagulopathy. In such cases, thromboelastography (TEG) is recommended to assess the dynamics, strength, and stability of thrombus formation. Of note, Jain et al reported that one-fifth of the patients were diagnosed with hypocoagulant when checked with TEG [32]. The genotype of patients and gene mutations can also determine the status of anticoagulation and the risk of overwhelming bleeding. The liver enzymes CYP2C9 and vitamin K epoxide reductase complex 1 (VKORC1) determine the action of warfarin, and mutations in these genes are associated with an increased risk of hemorrhage during warfarin treatment [33].

The impact on the metabolism of DACs in cases of hepatic failure and lack of robust evidence do not support their extensive use in BCS [32, 33].